Risk management system

Compliance with legal requirements and high standards of business ethics

Risk management system

Amaranth Capital adheres to high standards of corporate governance and business ethics. Our risk management system ensures that the company's activities comply with all applicable legal and regulatory requirements.

Anti-money laundering

  • Existence of an internal control system for AML/CFT and FPWMD
  • Identification of customers, their representatives, and beneficial owners
  • Identification of transactions subject to mandatory control and suspicious transactions
  • Submission of reports to the Financial Monitoring Agency of the Republic of Kazakhstan
  • Information storage
  • Staff training
  • Assessment of the effectiveness of the AML/CFT and FPWMD system

Protection of insider information

  • Control over the use of insider information
  • Maintaining a list of insiders
  • Information barriers
  • Preventing market manipulation

Conflict of interest

  • Identification of potential conflicts
  • Conflict of interest management
  • Disclosure
  • Control of employees' personal transactions

Anti-corruption

  • Fair financial transactions
  • Transparency of transactions
  • Financial literacy
  • Customer protection

Regulatory documents

Internal policies

  • Code of Corporate Ethics
  • AML/CFT Policy
  • Conflict of interest management policy
  • Information security policy

Procedures and regulations

  • Customer identification procedure
  • Complaints handling policy
  • Internal control procedures
  • Internal control regulations